SEC Finalizes Climate Disclosure Rule and 605 Rule
On March 6, the Securities and Exchange Commission (SEC) finalized two significant rules: Disclosure of Order Execution Information and Enhancement and Standardization of Climate-Related Disclosures for Investors. 605 Rule: The SEC adopted a rule that would update the disclosures required under Rule 605 of Reg NMS for order executions in stocks …
Read MoreSenate Banking Hearing
On March 7, the Senate Banking Committee held a hearing entitled “The Semiannual Monetary Policy Report to the Congress.” The sole witness of the hearing was Federal Reserve (Fed) Chairman Jerome H. Powell. Below is a summary of the hearing prepared by Delta Strategy Group. It contains several high-level takeaways from the hearing, …
Read MoreHouse Ag Hearing
On March 6, the House Agriculture Committee held a hearing entitled, “For the Purpose of Receiving Testimony from the Honorable Rostin Behnam, Chairman, Commodity Futures Trading Commission (CFTC).” The sole witness in the hearing was CFTC Chairman Rostin Behnam. Below is a summary of the hearing prepared by Delta Strategy …
Read MoreHFSC Field Hearing
On March 18, the House Financial Services Subcommittee on Oversight and Investigation held a field hearing entitled “Victims of Regulatory Overreach: How the Securities and Exchange Commission’s (SEC) Climate Disclosure Rule Will Harm Americans.” Witnesses in the hearing were: Ms. Whitney Hermandorfer, Director of Strategic Litigation Unit, Office of Tennessee …
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