DSG FinTech Update — September 2025
DSG FINTECH UPDATE — SEPTEMBER 2025 United States U.S. CFTC Approves Polymarket’s New Exchange, QCX: On September 4, the Commodity Futures Trading Commission (CFTC) issued a no-action letter to QCX, the derivatives exchange acquired by prediction market firm Polymarket in July. The letter exempts QCX from certain disclosure and recordkeeping requirements, allowing it to operate in specifically defined ways without drawing enforcement attention from the …
Read MoreSEC & CFTC Joint Roundtable on Regulatory Harmonization Efforts — September 29, 2025
SEC & CFTC JOINT ROUNDTABLE ON REGULATORY HARMONIZATION EFFORTS For questions on the note below, please contact the Delta Strategy Group team. On September 29, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) held a joint roundtable on regulatory harmonization efforts. The roundtable included remarks, dispersed throughout, from SEC Chairman Paul Atkins, CFTC Acting Chairman Caroline Pham, SEC Commissioner Mark …
Read MoreHFSC Subcommittee Hearing on AI in U.S. Financial System — September 18, 2025
HOUSE FINANCIAL SERVICES COMMITTEE Subcommittee Hearing For questions on the note below, please contact the Delta Strategy Group team. On September 18, the House Financial Services Committee Subcommittee on Digital Assets, Financial Technology, and Artificial Intelligence held a hearing entitled “Unlocking the Next Generation of AI in the U.S. Financial System for Consumers, Businesses, and Competitiveness.” Witnesses in the hearing were: Dr. …
Read MoreSEC Roundtable on Trade-Through Prohibitions — September 18, 2025
SECURITIES & EXCHANGE COMMISSION Roundtable on Trade-Through Prohibitions For questions on the note below, please contact the Delta Strategy Group team. On September 18, the Securities and Exchange Commission (SEC) held a roundtable to discuss trade-through prohibitions in the National Market System (NMS) stock and listed options markets. The agenda and panelists can be found here, …
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