House Appropriations Committee hearing review of FTC & SEC budgets
HOUSE APPROPRIATIONS COMMITTEE HEARING OVERVIEW For questions on the note below, please contact Edmund Perry at (202) 547-3035. On May 18th, the House Agriculture Committee Subcommittee on Financial Services and General Government held an oversight hearing on the FY2023 budget for the Federal Trade Commission (FTC) and the Securities and …
Read MoreSenate Banking Committee Hearing on Stability Oversight Council
On May 10th, the Senate Banking Committee held a hearing entitled “The Financial Stability Oversight Council Annual Report to Congress.” The sole witness in the hearing was Department of Treasury (Treasury) Secretary Janet Yellen. Below are some takeaways from the hearing prepared by Delta Strategy Group. Committee Chairman Sherrod Brown …
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Senate Banking Nomination Hearing
On June 22, the Senate Banking Committee held a hearing to consider two nominees for the Department of the Treasury (Treasury): Brian Nelson to be Under Secretary for Terrorism and Financial Crimes; and Elizabeth Rosenberg to be Assistant Secretary for Terrorist Financing. Below are several key takeaways. Brian Nelson said …
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SEC Investor Advisory Committee Meeting
OVERVIEW For questions on the note below, please contact Daniel Austin or Edmund Perry at (202) 547-3035. Today, the Securities and Exchange Commission (SEC or Commission) held a meeting of its Investor Advisory Committee (IAC or Committee). The meeting also included a panel discussion on 10b5-1 plans and presentation of …
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