DSG Updates

DSG Updates

House Financial Services Committee Hearing

On June 22, the House Financial Services Committee held a hearing entitled “Oversight of the SEC.”  The sole witness in the hearing was Megan Barbero, General Counsel of the U.S. Securities and Exchange Commission (SEC).  Below is a summary of the hearing prepared by Delta Strategy Group.  It includes several high-level takeaways, followed …

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House Financial Services Committee Hearing

For questions on the note below, please contact Scott Parsons, Kevin Batteh, or Edmund Perry at (202) 547-3035.  On June 22, the House Financial Services Committee held a hearing entitled “Oversight of the SEC’s Division of Trading and Markets.”  Witnesses in the hearing were:  Haoxiang Zhu, Director, Division of Trading and Markets, Securities and Exchange …

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