DSG Updates

DSG Updates

House Financial Services Committee Hearing

For questions on the note below, please contact Scott Parsons, Kevin Batteh, or Edmund Perry at (202) 547-3035.  On June 22, the House Financial Services Committee held a hearing entitled “Oversight of the SEC’s Division of Trading and Markets.”  Witnesses in the hearing were:  Haoxiang Zhu, Director, Division of Trading and Markets, Securities and Exchange …

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Crypto Regulatory Roundup: May 2023

International Bodies IOSCO Proposes Policy Recommendations for Crypto:  The eighteen policy recommendations published by the International Organization of Security Commissions (IOSCO) cover a range of issues such as market abuse, conflict of interest, client asset protection, and disclosures and risks associated with crypto.  The proposed recommendations mainly address “widespread concerns …

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